PRIVATE BROKERS, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 165758
- Registered since
- August 29, 2013
Firm profile
FINTRXOverview
Private Brokers, LLC is organized as a limited liability company and has been registered with the SEC since 2013. The firm's ownership is recorded as a combination of a domestic entity and an individual, and its internal classification in the FINTRX record is listed as "Unclassified." The FINTRX snapshot flags several negative designations rather than lines of business: the firm is not categorized as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a newly formed adviser, and is not a pension consultant or a related adviser. The record does not include descriptive entries for client segments, fee schedules, or specific advisory activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Trisha Prince
Chief Compliance OfficerCRD 2941980
Contacts
2 of 2KATHY SIPINICK
FinOpCRD 3248100
JONATHAN F. BARLOW
CRD 4577581
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 745 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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