Polus Capital Management Limited

RIASEC Registered
Total AUM
$5.3B
Discretionary
$5.3B
100% of AUM
Avg account
$313M
Accounts
17
Employees
85
Advisory reps
14

Firm details

Headquarters
London,
CRD number
139138
Registered since
January 31, 2006
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.81%
  • Corporations / Businesses0.12%
  • State / Municipal Government0.07%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Polus Capital Management Limited is a foreign-owned investment manager that operates as a hedge fund and manager of pooled vehicles, registered with the SEC in 2006. The firm serves institutional clients, runs pooled investment vehicles, and performs portfolio management for businesses and institutions. Its business activities include roles as a commodity pool operator/commodity trading advisor (CPO/CTA) and the firm maintains a mix of affiliations across the financial industry — including broker-dealer, banking, trust, insurance, and sponsor/GP relationships. Compensation is a combination of percentage-of-AUM fees and performance-based fees, consistent with a manager that runs hedge funds and other private pooled structures. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 6
  • Samantha Bartlett

    Samantha Bartlett

    Chief Financial OfficerCRD 6712958

  • Nicholas Chalmers

    Nicholas Chalmers

    Chief Executive OfficerCRD 5378604

  • Shaun Wood

    Shaun Wood

    Chief Legal OfficerCRD 7244156

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Contacts

3 of 8
  • Frank Goasguen

    Frank Goasguen

    Non-Executive DirectorCRD 4850272

  • Ryan Sinnott

    DirectorCRD 7309587

  • Glen Mifsud

    PresidentCRD 6298234

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

London, null

Location

London, null

Headquartered in London, null.

Address
Asticus Building 21 Palmer St
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth