Arena Capital Advisors

RIASEC RegisteredEst. 2014
Total AUM
$5.3B
Discretionary
$5.3B
100% of AUM
Avg account
$133M
Accounts
40
Employees
26
Advisory reps
3

Firm details

Headquarters
Los Angeles, California
CRD number
170313
Registered since
January 31, 2014
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles79.47%
  • Pension & Profit Sharing Plans11.66%
  • Insurance Companies7.83%
  • Investment Companies1.04%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Arena Capital Advisors is an SEC-registered LLC (registered in 2014) that serves primarily institutional clients. The firm operates in hedge-fund and other fund-manager capacities and also functions as a commodity pool operator/commodity trading advisor. Its advisory scope includes portfolio management for individuals, small businesses, pooled vehicles, investment companies and institutional clients. Fee arrangements reported include percentage-of-AUM, fixed fees and performance-based fees. Arena does not identify as an active ESG investor and is not described as a multi-state adviser. The firm also acts as sponsor, general partner and managing member of pooled investment vehicles, indicating hands-on involvement in the funds it manages or sponsors.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 75%, Other 23%, Exchange Traded Equities 4%, Derivatives 2%75%
  • Non-Investment Grade Corp Bonds75%
  • Other23%
  • Exchange Traded Equities4%
  • Derivatives2%

Owners & executives

1 of 1
  • Jeremy Sagi

    Jeremy Sagi

    Chief Investment OfficerCRD 6323209

Contacts

2 of 2
  • Daniel Elperin

    Founding PartnerCRD 6327287

  • Sanije Perrett

    Founding Partner and PresidentCRD 4942640

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$2.3M in ETFs

Passive

100%

$2.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH)VanguardPassiveShort Government$1.7M30,00074.75%

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
12121 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth