Arena Capital Advisors

RIASEC Registered
Total AUM
$5.3B
Discretionary
$5.3B
100% of AUM
Avg account
$133M
Accounts
40
Employees
26
Advisory reps
3

Firm details

Headquarters
Los Angeles, California
CRD number
170313
Registered since
January 31, 2014
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles79.47%
  • Pension & Profit Sharing Plans11.66%
  • Insurance Companies7.83%
  • Investment Companies1.04%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Arena Capital Advisors is an LLC that operates as both a hedge-fund manager and an “other” fund provider. The firm is SEC-registered (registration year 2014) and serves an institutional client base while also providing portfolio management across individuals/small businesses, investment companies, pooled investment vehicles, and businesses or institutions. Arena functions operationally as a CPO/CTA and also acts in sponsor/GP/managing-member roles for pooled investment vehicles. Its fee schedule includes percentage-of-AUM fees, fixed fees, and performance-based fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 75%, Other 23%, Exchange Traded Equities 4%, Derivatives 2%75%
  • Non-Investment Grade Corp Bonds75%
  • Other23%
  • Exchange Traded Equities4%
  • Derivatives2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$2.3M in ETFs

Passive

100%

$2.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH)VanguardPassiveShort Government$1.7M30,00075.29%

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
12121 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth