Silver Rock Financial LP

RIASEC Registered

Total AUM

$5.4B

Discretionary

$5.4B

100% of AUM

Avg account

$163M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Los Angeles, California
CRD number: 283335
Registered since: March 25, 2016
Website: www.silver-rock.com
Custodians: J.P. MORGAN SECURITIES INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles83.51%
Corporations / Businesses12.75%
Insurance Companies2.33%
Other1.23%
Charitable Organizations0.17%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Silver Rock Financial LP is a limited partnership that operates as a multi-strategy manager with that firm describing itself across hedge fund and securitized-asset strategies. The adviser is registered with the SEC (registered in 2016) and primarily serves institutional clients through portfolio management for pooled investment vehicles and for businesses or institutions. The firm often sponsors and acts as general partner or managing member of pooled vehicles it manages, and its economics include both asset-based fees and performance-based fees. Silver Rock is not described as an ESG-focused manager. Its organizational profile and fee mix are consistent with an active manager running pooled funds and structured credit/securitized strategies alongside hedge fund programs.