FAMILY MANAGE LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 104951
- Registered since
- March 2, 1990
- Website
- www.familymanage.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Insurance Companies58.92%
- HNWI34.12%
- Pooled Investment Vehicles3.11%
- Individuals2.86%
- Corporations / Businesses0.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Family Manage LLC is an independent registered investment adviser organized as an LLC and operating since 1990. The firm serves both individuals/families and institutional clients and functions as a capital allocator, directing client capital to in-house and third‑party managers. Its fee model combines percentage-of-AUM billing with fixed fees. Advisory services include financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, and selection of outside advisers. The firm also has activity as a commodity pool operator or commodity trading adviser and acts in sponsor/GP and managing‑member roles for pooled vehicles. Family Manage LLC does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds33%
- Exchange Traded Equities24%
- Private Funds21%
- Other9%
- US Government Bonds7%
Owners & executives
3 of 4PHILIP FRANK
Chief Compliance OfficerCRD 4195958
CHRISTOPHER BOWEN
Chief Operating OfficerCRD 4646383
DAVID SCHAWEL
Chief Investment OfficerCRD 4927312
Contacts
3 of 9Monte Greenberg
TrusteeCRD 7831859
CHARLES HAYDEN
Senior Client AssociateCRD 6749582
Dennis Koleda
Client AssociateCRD 7597605
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 126Active vs passive
$477M in ETFs
54%
$258M
22%
$220M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND (MINT) | PIMCO | Active | Ultrashort Bond | $45M | 447,062 | 9.42% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 155 E 44th St
- Time zone
- ET (UTC-5)
- Office locations
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