David Vaughan Investments, LLC
Firm details
- Headquarters
- Peoria, Illinois
- CRD number
- 105990
- Registered since
- March 17, 1977
- Website
- www.dviinc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI69.34%
- Banking / Thrift Institutions10.52%
- Charitable Organizations6.53%
- Pension & Profit Sharing Plans5.97%
- Individuals3.95%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
David Vaughan Investments, LLC is an independent registered investment adviser that has been registered with the SEC since 1977. The firm acts as a capital allocator and provides financial planning and discretionary portfolio management for individual and family clients as well as businesses and institutional clients. Its service set includes selection of other advisers, and it bills on both percentage-of-assets and fixed-fee schedules. The firm does not characterize itself as an active ESG investor. David Vaughan Investments was named to CNBC’s Top 100 Financial Advisory Firms list for four consecutive years (2019–2022).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Investment Grade Corp Bonds9%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents4%
- State & Local Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$378M in ETFs
99%
$374M
1%
$3.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE DIVIDEND GROWTH ETF (DGRO) | BlackRock | Passive | Large Value | $44.5M | 589,991 | 11.78% |
Location
Peoria, IL
Peoria
Location
Peoria, IL
Headquartered in Peoria, IL, in the Midwest of the United States.
- Region
- Midwest
- County
- Peoria
- Address
- 5823 N Forest Park Dr
- Time zone
- CT (UTC-6)
- Office locations
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