Guardian Wealth Management Inc.
Firm details
- Headquarters
- Peoria, Illinois
- CRD number
- 154159
- Registered since
- August 6, 2018
- Website
- www.gwmanagers.com
- Custodians
- CHARLES SCHWAB & CO., INC., PRINCIPAL SECURITIES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI49.96%
- Pension & Profit Sharing Plans24.65%
- Corporations / Businesses16.04%
- Individuals8.77%
- Charitable Organizations0.58%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Guardian Wealth Management Inc. is an independent, privately owned registered investment adviser organized as a corporation. The firm is SEC-registered (registered in 2018) and serves both individual and family clients as well as institutional accounts. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses. Guardian also operates as a registered representative of a broker‑dealer and an insurance broker and maintains an affiliation with an insurance company. Fee arrangements include a percentage of assets under management and hourly charges. The firm reports no active ESG investing emphasis and does not identify as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Public Funds/Mutual Funds37%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$15.5M in ETFs
92%
$14.3M
0%
$1.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH) | Vanguard | Passive | Short Term Bond | $5.7M | 73,585 | 36.64% |
Location
Peoria, IL
Peoria
Location
Peoria, IL
Headquartered in Peoria, IL, in the Midwest of the United States.
- Region
- Midwest
- County
- Peoria
- Address
- 311 Sw Water St
- Time zone
- CT (UTC-6)
- Office locations
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