PHX Financial, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
105
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
144403
Registered since
October 31, 2007

Firm profile

FINTRX

Overview

PHX Financial, Inc. is organized as a corporation that presents itself as an investment bank. Ownership is reported as a combination of a domestic entity and individual ownership. The firm’s profile in the dataset contains minimal operational detail: items such as client segments, fee schedules, specific advisory activities, and capital-allocation behavior are not disclosed. The record flags several negative attributes — the firm is not identified as a capital allocator, is not an active ESG investor, is not a pension consultant, and is not listed as a related or multi-state adviser. Because the source entry provides little about investment mandates, product mix, or target clients, there is no basis in the available data to describe portfolio construction, sector focus, use of public equities or fixed income, or typical account types.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • William Nichols

    William Nichols

    Chief Trading OfficerCRD 1826827

Contacts

3 of 104
  • Jessica Potee

    Jessica Potee

    Registered RepresentativeCRD 6593539

  • Todd Kling

    Todd Kling

    Registered RepresentativeCRD 3034284

  • Michael Zimits

    Michael Zimits

    Registered RepresentativeCRD 1729163

Unlock 101 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
100 Wall St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth