PGP Capital Advisors, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
128797
Registered since
February 25, 2004

Firm profile

FINTRX

Overview

PGP Capital Advisors, LLC is organized as a limited liability company and has been registered with the SEC since 2004. Public filings classify the entity as an investment bank; ownership is recorded as a mix of a domestic entity and an individual. Available disclosures about the firm’s business lines and advisory activities are minimal. The firm is not identified as a capital allocator and is marked as not active on ESG investing. It is not listed as a multi-state adviser, not a pension consultant, and not flagged as a related adviser in the source data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Craig Vaughan

    Craig Vaughan

    Chief Executive OfficerCRD 4233515

  • Gordon Smith

    Gordon Smith

    Founding Partner and CEOCRD 2594079

Contacts

3 of 7
  • Ivan Nikkhoo

    Ivan Nikkhoo

    Managing PartnerCRD 5281058

  • David Knowles

    David Knowles

    Senior AdvisorCRD 1162773

  • Stewart Kim

    Stewart Kim

    Managing PartnerCRD 1715034

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
10866 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth