Pathways Wealth Management, Inc.

RIASEC Registered
Total AUM
$287M
Discretionary
$226M
79% of AUM
Avg account
$304K
Accounts
945
Employees
5
Advisory reps
4

Firm details

Headquarters
,
CRD number
154125
Registered since
July 25, 2024
Custodians
245 SUMMER STREET
Fee structure
Percentage of AUM
Client types
  • HNWI61.37%
  • Individuals34.06%
  • Pension & Profit Sharing Plans2.92%
  • Corporations / Businesses1.65%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension Consulting

Firm profile

FINTRX

Overview

Pathways Wealth Management, Inc. is an independent registered investment adviser structured as a corporation and owned by an individual. The firm serves both individual and family clients as well as institutional clients, operating on a percentage-of-AUM fee model. Its advisory services include financial planning, discretionary and non‑discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and pension consulting. The firm does not identify itself as an active ESG investor in its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 66%, Exchange Traded Equities 24%, Cash & Cash Equivalents 7%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%66%
  • Public Funds/Mutual Funds66%
  • Exchange Traded Equities24%
  • Cash & Cash Equivalents7%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • Andrea Clark

    Andrea Clark

    Chief Compliance OfficerCRD 2294096

  • Sonia Goforth

    Sonia Goforth

    Chief Compliance OfficerCRD 2544170

Contacts

2 of 2
  • Dustin Beam

    Dustin Beam

    PresidentCRD 4252465

  • Caden Beam

    Caden Beam

    Investment Advisor RepresentativeCRD 7947643

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth