GAP Asset Management, LLC

RIASEC RegisteredEst. 2025
Total AUM
$287M
Discretionary
$287M
100% of AUM
Avg account
$143M
Accounts
2
Employees
14
Advisory reps
2

Firm details

Headquarters
South Bend, Indiana
CRD number
309925
Registered since
July 25, 2025
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

GAP Asset Management, LLC is organized as an LLC and operates as a private equity fund manager and sponsor. The firm is SEC-registered (2025) and targets institutional clients, providing portfolio management for pooled investment vehicles. GAP serves as sponsor/GP and managing member of its funds rather than acting as an independent capital allocator. Its stated fee arrangements combine a percentage of assets under management with performance-based fees and other fee components. The firm does not identify as an active ESG investor and is not registered or operating as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Tracy Graham

    Managing PartnerCRD 7271339

  • Lauren Carroll

    CRD 5875646

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

South Bend, IN

St Joseph

Location

South Bend, IN

Headquartered in South Bend, IN, anchoring the South Bend-Elkhart-Mishawaka, IN-MI metro in the Midwest.

Metro area
South Bend-Elkhart-Mishawaka, IN-MI
Region
Midwest
County
St Joseph
Address
100 E Wayne St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth