Kaizen Financial Strategies, LLC
Firm details
- Headquarters
- Pleasanton, California
- CRD number
- 298248
- Registered since
- November 2, 2018
- Website
- www.kfstrategies.us
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals50.01%
- HNWI46.18%
- Charitable Organizations2.89%
- Corporations / Businesses0.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Kaizen Financial Strategies, LLC is an independent, individually owned Registered Investment Adviser that registered with the SEC in 2018. The firm focuses on financial planning and portfolio management for individuals, small businesses and institutions, and it also provides pension consulting. Client relationships are primarily fee-based, using a mix of percentage-of-assets, hourly charges and fixed-fee arrangements. Kaizen indicates it incorporates environmental, social and governance (ESG) factors into its investment approach. The firm is not a capital allocator; instead it appears to work with external managers and pooled vehicles to gain exposure beyond public markets. Its client base is concentrated on individuals and families rather than endowments or large institutional mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities40%
- US Government Bonds3%
- Cash & Cash Equivalents3%
- Derivatives1%
Contacts
3 of 5
Saul Greene
Principal & AdvisorCRD 4453934
Iftikhar Ahmed
Advisor & Managing PartnerCRD 6270480
John Stachnick
Co-Founder & Principal AdvisorCRD 4881131
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 116Active vs passive
$188M in ETFs
67%
$127M
25%
$61.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $16.7M | 464,265 | 8.86% |
Location
Pleasanton, CA
Alameda
Location
Pleasanton, CA
Headquartered in Pleasanton, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Alameda
- Address
- 6700 Koll Center Pkwy
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Grant Private Wealth Management
RIAPleasanton, CA
Sierra Pacific Private Wealth, LLC
RIAPleasanton, CA
Alta Via Capital
RIAPleasanton, CA
Mirador Capital Partners
RIAPleasanton, CA
RPG Investment Advisory, LLC
RIAPleasanton, CA
Knight and Company Wealth Advisors, LLC
RIAPleasanton, CA