KAIZEN FINANCIAL STRATEGIES, LLC
Firm details
- Headquarters
- PLEASANTON, California
- CRD number
- 298248
- Registered since
- November 2, 2018
- Website
- www.kfstrategies.us
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals50.01%
- HNWI46.18%
- Charitable Organizations2.89%
- Corporations / Businesses0.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Kaizen Financial Strategies, LLC is an independent registered investment adviser established in 2018 and organized as an LLC with individual ownership. The firm focuses on working with individual and family clients, offering financial planning alongside portfolio management for both individuals/small businesses and larger business or institutional accounts. Their advisory services also include pension consulting. Kaizen charges on a mix of percentage-of-AUM, hourly, and fixed-fee bases, and identifies itself as an active ESG investor. The firm does not operate as a capital allocator; it allocates client capital to external managers and pooled vehicles rather than running its own private funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities40%
- US Government Bonds3%
- Cash & Cash Equivalents3%
- Derivatives1%
Contacts
3 of 5IFTIKHAR AHMED
Advisor & Managing PartnerCRD 6270480
JOHN STACHNICK
Co-Founder & Principal AdvisorCRD 4881131
SAUL GREENE
Principal & AdvisorCRD 4453934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 111Active vs passive
$173M in ETFs
64%
$111M
31%
$62.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $18.4M | 26,225 | 10.64% |
Location
PLEASANTON, CA
ALAMEDA
Location
PLEASANTON, CA
Headquartered in PLEASANTON, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- ALAMEDA
- Address
- 6700 Koll Center Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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