Kaizen Financial Strategies, LLC
Firm details
- Headquarters
- Pleasanton, California
- CRD number
- 298248
- Registered since
- November 2, 2018
- Website
- www.kfstrategies.us
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals50.01%
- HNWI46.18%
- Charitable Organizations2.89%
- Corporations / Businesses0.92%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Kaizen Financial Strategies, LLC is an independent, SEC-registered RIA formed in 2018 and owned by an individual. The firm focuses on serving individuals and families, offering financial planning and portfolio management across private clients and small business/organizational accounts. Its advisory services list includes financial planning, discretionary and limited-scope portfolio management for individuals and businesses, and pension consulting. Fee arrangements span asset-based fees, hourly billing, and fixed-fee engagements. Kaizen signals an ESG orientation — the firm is listed as an active ESG investor — and deploys both traditional public investments and allocations to outside alternative managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities40%
- US Government Bonds3%
- Cash & Cash Equivalents3%
- Derivatives1%
Contacts
3 of 5
Iftikhar Ahmed
Advisor & Managing PartnerCRD 6270480
John Stachnick
Co-Founder & Principal AdvisorCRD 4881131
Saul Greene
Principal & AdvisorCRD 4453934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 113Active vs passive
$189M in ETFs
66%
$126M
28%
$63.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $17.7M | 519,599 | 9.36% |
Location
Pleasanton, CA
Alameda
Location
Pleasanton, CA
Headquartered in Pleasanton, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Alameda
- Address
- 6700 Koll Center Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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