RPG INVESTMENT ADVISORY, LLC

RIASEC RegisteredEst. 2014
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$1.1M
Accounts
953
Employees
9
Advisory reps
5

Firm details

Headquarters
PLEASANTON, California
CRD number
172173
Registered since
October 21, 2014
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

RPG Investment Advisory, LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2014. The firm serves primarily individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM pricing alongside hourly and fixed-fee engagements. RPG identifies as an equity-oriented adviser, does not flag itself as an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Cash & Cash Equivalents 13%, US Government Bonds 2%, Investment Grade Corp Bonds 2%83%
  • Exchange Traded Equities83%
  • Cash & Cash Equivalents13%
  • US Government Bonds2%
  • Investment Grade Corp Bonds2%

Owners & executives

1 of 1
  • KRISTEN VALENTINE

    Chief Compliance OfficerCRD 5167514

Contacts

3 of 4
  • MATTHEW VERA

    Managing MemberCRD 4468941

  • RICHARD GREER

    Managing MemberCRD 4489819

  • ZACHARY VALENTINE

    Marketing ManagerCRD 6375412

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 36

Active vs passive

$42.1M in ETFs

Passive

95%

$40M

Active

0%

$2.1M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND (FBT)First TrustPassiveHealth$4.7M23,18911.06%

Location

Primary office

PLEASANTON, CA

ALAMEDA

Location

PLEASANTON, CA

Headquartered in PLEASANTON, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
ALAMEDA
Address
6600 Koll Center Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth