ALTA VIA CAPITAL

RIASEC Registered
Total AUM
$105M
Discretionary
$105M
100% of AUM
Avg account
$455K
Accounts
231
Employees
3
Advisory reps
3

Firm details

Headquarters
PLEASANTON, California
CRD number
289739
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers52.94%
  • HNWI31.8%
  • Individuals9.15%
  • Pension & Profit Sharing Plans6.09%
  • Corporations / Businesses0.02%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Alta Via Capital is an independent registered investment adviser organized as a corporation and owned by an individual. The firm manages investment portfolios for individuals, families and institutional clients, charging fees based on a percentage of assets under management. Its advisory work centers on portfolio management for individuals and small businesses and includes pension consulting services. Alta Via Capital is not organized as a capital allocator and does not position itself as an ESG-focused or multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 84%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 4%, US Government Bonds 2%84%
  • Exchange Traded Equities84%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents4%
  • US Government Bonds2%

Owners & executives

1 of 1
  • PATRICK GAYNOR

    Chief Compliance Officer, Investment Advisor RepresentativeCRD 4991936

Contacts

2 of 2
  • CARL GABLER

    Managing PartnerCRD 2790353

  • DRAGOS GEORGESCU

    Co-Founder and Managing PartnerCRD 5073867

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PLEASANTON, CA

ALAMEDA

Location

PLEASANTON, CA

Headquartered in PLEASANTON, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
ALAMEDA
Address
4695 Chabot Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth