Adap Tax Financial, Inc.

RIASEC Registered

Total AUM

$38.4M

Discretionary

$35.2M

92% of AUM

Avg account

$232K

Accounts

165

Employees

Advisory reps

Firm details

Headquarters: Pleasanton, California
CRD number: 293211
Website: adaptax.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals61.76%
HNWI32.94%
Pension & Profit Sharing Plans2.35%
Corporations / Businesses2.19%
Charitable Organizations0.76%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Adap Tax Financial, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves primarily individual and family clients, offering financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars or workshops. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements. Adap Tax is not positioned as a capital allocator and does not identify as an active ESG investor or a multi-state adviser.