PARK PLACE CAPITAL CORPORATION
Firm details
- Headquarters
- HOMEWOOD, Alabama
- CRD number
- 107952
- Registered since
- September 2, 1988
- Website
- parkplacecapital.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIFTH THIRD SECURITIES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Banking / Thrift Institutions37.02%
- HNWI26.07%
- Individuals24.05%
- Investment Companies7.62%
- Corporations / Businesses5.23%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Park Place Capital Corporation is a corporate-structured wealth management and broker-dealer representative organization that has been SEC-registered since 1988. The firm serves both individual/family clients and institutional accounts, offering fee arrangements that include percentage-of-AUM, hourly and fixed-fee engagements. Advisory services listed by the firm cover financial planning, discretionary portfolio management for individuals, small businesses, investment companies and institutions, and the selection of outside advisers. The firm acts as a capital allocator and places material emphasis on public funds and mutual funds while also using third-party alternative managers. Park Place Capital does not identify as an active ESG investor. The firm was named one of “Top RIA Firms to Watch” by investor.com in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- Exchange Traded Equities25%
- Cash & Cash Equivalents12%
- US Government Bonds9%
- Investment Grade Corp Bonds7%
Owners & executives
3 of 3MATTHEW FOSTER
President, Chief Investment OfficerCRD 4477994
PAUL ORDONIO
Chief Compliance OfficerCRD 4584143
LEAH ALLEN
Chief Financial OfficerCRD 7803920
Contacts
3 of 9JAKE HEYER
Senior Managing DirectorCRD 5804833
JASON HAWKINS
Senior Portfolio ManagerCRD 5506985
SARAH BURCHFIELD COBB
Investment Advisory RepresentativeCRD 5704442
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 190Active vs passive
$361M in ETFs
43%
$154M
43%
$207M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| APTUS COLLARED INVESTMENT OPPORTUNITY ETF (ACIO) | Aptus Capital Advisors | Active | Options Trading | $43.3M | 1,032,980 | 12.02% |
Location
HOMEWOOD, AL
JEFFERSON
Location
HOMEWOOD, AL
Headquartered in HOMEWOOD, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- JEFFERSON
- Address
- 2728 19th Pl S
- Time zone
- CT (UTC-6)
- Office locations
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