SMITH THORNTON ADVISORS, LLC

RIASEC RegisteredEst. 2021

Total AUM

$852M

Discretionary

$731M

86% of AUM

Avg account

$993K

Accounts

858

Employees

Advisory reps

Firm details

Headquarters: HUNTSVILLE, Alabama
CRD number: 312537
Registered since: February 22, 2021
Website: smiththornton.com
Custodians: THE VANGUARD GROUP, INC., CHARLES SCHWAB & CO., INC., LINCOLN FINANCIAL DISTRIBUTORS, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans54.57%
HNWI35.86%
Individuals8.41%
Corporations / Businesses0.86%
Charitable Organizations0.17%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Smith Thornton Advisors, LLC is an SEC-registered investment adviser formed as an LLC and registered in 2021. The firm serves both individual/family and institutional clients and is owned by an individual. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting services. Compensation is flexible: the firm charges a percentage of assets under management and also uses hourly and fixed-fee arrangements. The adviser is not positioned as an ESG-focused manager, is not multi-state in its regulatory profile, and is not identified as a pension consultant in the registration fields despite offering pension consulting among its advisory activities. FINTRX lists a broker-dealer industry affiliation for the firm. Custodial relationships and the firm’s use of mutual funds and public funds feature prominently in its client solutions (see Assets & Accounts and Investments & Alternatives).