Smith Thornton Advisors, LLC

RIASEC RegisteredEst. 2021
Total AUM
$852M
Discretionary
$731M
86% of AUM
Avg account
$993K
Accounts
858
Employees
8
Advisory reps
7

Firm details

Headquarters
Huntsville, Alabama
CRD number
312537
Registered since
February 22, 2021
Website
smiththornton.com
Custodians
THE VANGUARD GROUP, INC., CHARLES SCHWAB & CO., INC., LINCOLN FINANCIAL DISTRIBUTORS, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans54.57%
  • HNWI35.86%
  • Individuals8.41%
  • Corporations / Businesses0.86%
  • Charitable Organizations0.17%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Smith Thornton Advisors, LLC is an individual-owned SEC-registered advisory firm (registered in 2021) organized as an LLC. The firm serves both individual and family clients as well as institutional clients, providing financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Smith Thornton reports no active ESG investing program, does not operate as a multistate adviser, and is not identified as a capital allocator. The firm also lists a broker-dealer affiliation.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 44%, Exchange Traded Equities 20%, Other 15%, US Government Bonds 8%, Cash & Cash Equivalents 8%, State & Local Bonds 4%, Investment Grade Corp Bonds 1%44%
  • Public Funds/Mutual Funds44%
  • Exchange Traded Equities20%
  • Other15%
  • US Government Bonds8%
  • Cash & Cash Equivalents8%

Owners & executives

1 of 1
  • Donna Ryberg

    Donna Ryberg

    Chief Compliance OfficerCRD 2285916

Contacts

3 of 6
  • William Smith

    William Smith

    Director of Wealth ManagementCRD 5944528

  • Stacy Drummond

    Stacy Drummond

    Client Relationship SpecialistCRD 2947751

  • Steven Thornton

    Steven Thornton

    Managing DirectorCRD 1998251

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 83

Active vs passive

$214M in ETFs

Passive

41%

$88.4M

Active

56%

$125M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP DIVIDEND VALUE ETF (CGDV)Capital GroupActiveLarge Value$12.5M254,6125.85%
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Location

Primary office

Huntsville, AL

Madison

Location

Huntsville, AL

Headquartered in Huntsville, AL, anchoring the Huntsville-Decatur, AL metro in the South.

Metro area
Huntsville-Decatur, AL
Region
South
County
Madison
Address
626 Clinton Ave W
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth