Pacific Alliance Associates LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
148938
Registered since
October 6, 2009

Firm profile

FINTRX

Overview

Pacific Alliance Associates LLC is organized as a limited liability company and has been SEC-registered since 2009. The dataset classifies ownership as a mix of a domestic entity and an individual. The profile available through FINTRX does not include standard public-facing detail about the firm's advisory focus, client segments, fee schedules or specific business activities. Data in the snapshot flags several negatives about the firm's regulatory profile: it is not identified as a capital allocator, it does not self-report as an active ESG investor, it is not listed as a multistate adviser, and it is not described as a pension consultant or a related adviser. Beyond the structural and registration facts above, there is no material information in the source about investment philosophy, target client types, or service model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Kevin Chan

    Kevin Chan

    ComplianceCRD 6945698

  • David Mcgrath

    David Mcgrath

    MarketingCRD 4932935

  • Heather Slate

    Heather Slate

    Senior Managing DirectorCRD 2698629

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
261 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth