P. A. N. Securities, LP

Broker-DealerFINRA MemberEst. 2001
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Norwalk, Connecticut
CRD number
104823
Registered since
January 30, 2001

Firm profile

FINTRX

Overview

P. A. N. Securities, LP is organized as a partnership and is registered with the SEC since 2001. Filings identify the owner type as a mix of a domestic entity and an individual, but the firm is listed as unclassified in available records. The dataset indicates P. A. N. Securities does not identify itself as a capital allocator, is not an active ESG investor, and is not registered as a multistate adviser. It is also not classified as a newly formed adviser, pension consultant, or related adviser. Available disclosures do not describe the firm’s advisory offerings, fee schedule, or target client segments. That absence of stated business or advisory activities makes it difficult to place the firm in a traditional RIA operating model based on the provided material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Howard Spindel

    Howard Spindel

    FinOpCRD 708042

  • Kelley Petrecki

    Kelley Petrecki

    DirectorCRD 4462878

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Norwalk, CT

Fairfield

Location

Norwalk, CT

Headquartered in Norwalk, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
45 Glover Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth