P. A. N. Securities, LP

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Norwalk, Connecticut
CRD number
104823
Registered since
January 30, 2001

Firm profile

FINTRX

Overview

P. A. N. Securities, LP is organized as a partnership and has been SEC-registered since 2001. Filings identify the owner type as a mix of a domestic entity and an individual, and the firm is listed with an “unclassified” industry designation. The FINTRX snapshot indicates the entity does not act as a capital allocator, is not an active ESG investor, and is not registered as a multistate adviser; it is also not marked as a newly formed adviser, pension consultant, or related adviser. The dataset does not include descriptions of the firm’s advisory activities, fee arrangements, client types, or specific business lines. Taken together with the absence of reported advisory details, the profile is consistent with an entity that is not operating as a traditional, active RIA managing external client assets (it could be a non-advisory partnership, a dormant SEC filing, or perform activities that were not disclosed in this source).

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Kelley Petrecki

    Kelley Petrecki

    DirectorCRD 4462878

  • Howard Spindel

    Howard Spindel

    FinOpCRD 708042

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Norwalk, CT

Fairfield

Location

Norwalk, CT

Headquartered in Norwalk, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
45 Glover Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth