Commonfund Securities, Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
34
Avg account
$0

Firm details

Headquarters
Norwalk, Connecticut
CRD number
43541
Registered since
September 18, 1997

Firm profile

FINTRX

Overview

Commonfund Securities, Inc. is organized as a corporation and is recorded by FINTRX as having registered with the SEC in 1997. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified by FINTRX as unclassified rather than under a specific advisory or manager category. The FINTRX profile indicates a limited set of operational attributes: the firm is not flagged as a capital allocator, is not identified as an active ESG investor, is not a pension consultant, and is not marked as a related adviser or a newly formed adviser. FINTRX also marks the firm as not a multi-state adviser. FINTRX provides minimal public detail on the firm’s client segments, fee schedules, business lines, or advisory services. Because those elements are not listed in the source data, there is little publicly available color on the firm’s target clients, service model, or investment mandate beyond the regulatory and categorical items above.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Mark Hoeing

    Mark Hoeing

    President and CEOCRD 4950015

  • Dana Moreau

    Dana Moreau

    Chief Operating Officer & Chief Financial OfficerCRD 5870902

  • Timothy Yates

    Timothy Yates

    President and CEOCRD 4610556

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Contacts

3 of 28
  • Daniel Connell

    Daniel Connell

    Managing DirectorCRD 6632120

  • Ilana Roth Escandon

    Ilana Roth Escandon

    SalesCRD 4281138

  • Troy Langton

    Troy Langton

    AssociateCRD 8114266

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Norwalk, CT

Fairfield

Location

Norwalk, CT

Headquartered in Norwalk, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
601 Merritt 7
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth