Ortex Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
322213
Registered since
September 20, 2022

Firm profile

FINTRX

Overview

Ortex Securities LLC is organized as a limited liability company with ownership attributed to both a foreign entity and an individual. FINTRX classifies the firm as "unclassified" and records that it does not function as a capital allocator. The dataset also indicates the firm is not an active ESG investor, is not designated as a multistate adviser, and is neither a newly formed adviser nor a pension consultant or related adviser. The firm did not provide details in this dataset about its client segments, fee arrangements, specific advisory or business activities, or any affiliations. Those omissions limit visibility into target clients and service models from the available source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Richard Speziale

    Richard Speziale

    FinOpCRD 1192739

  • Keith Otoole

    Keith Otoole

    Deputy Compliance OfficerCRD 4054940

  • Peter Hillerberg

    Peter Hillerberg

    Co-FounderCRD 7615727

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
11 Park Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth