Ortex Securities LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
322213
Registered since
September 20, 2022

Firm profile

FINTRX

Overview

Ortex Securities LLC is organized as a limited liability company and is SEC-registered since 2022. Ownership is listed as a mix of a foreign entity and an individual. The firm's regulatory classification is recorded as unclassified. Publicly available profile fields for the firm show few details about its business model or client focus. It is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Fee structure, advisory activities and other business-activity fields are not populated in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Richard Speziale

    Richard Speziale

    FinOpCRD 1192739

  • Peter Hillerberg

    Peter Hillerberg

    Co-FounderCRD 7615727

  • Keith Otoole

    Keith Otoole

    Deputy Compliance OfficerCRD 4054940

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
11 Park Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth