Opes Bespoke Securities LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
129841
Registered since
May 18, 2004

Firm profile

FINTRX

Overview

Opes Bespoke Securities LLC is a limited liability company that has been SEC-registered since 2004. FINTRX lists the firm’s ownership as a mix of a domestic entity and an individual and classifies the firm as unclassified. The profile indicates the firm is not positioned as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. FINTRX does not provide detail on the firm’s advisory activities, client segments, fee model, or specific business lines, so the public record contains only high-level registry and classification fields.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Samantha Santiago-Paez

    Samantha Santiago-Paez

    Chief Compliance OfficerCRD 4369755

Contacts

1 of 1
  • Roxanne Campbell

    Roxanne Campbell

    Senior Managing DirectorCRD 4424325

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1140 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth