OHANAE SECURITIES LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
304656
Registered since
April 6, 2020

Firm profile

FINTRX

Overview

Ohanae Securities LLC is a limited liability company that registered with the SEC in 2020. Public filings and the FINTRX snapshot provide only a narrow set of corporate facts: ownership is listed as a combination of a domestic entity and an individual, and the firm is categorized as "unclassified" rather than placed into a standard RIA subclass. The record does not identify any declared advisory specialties, client segments, or explicit business activities. Regulatory flags from the snapshot show the firm does not operate as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not designated as a pension consultant or related adviser. The firm also is not flagged as a newly formed adviser despite the 2020 SEC registration.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Gregory Hauw

    Founder, Chairman & CEOCRD 7462004

  • James Verdone

    CEO and CCOCRD 2581251

Contacts

2 of 2
  • Shari Rothenberg

    ManagerCRD 6590875

  • PETER HOFFMAN

    FinOpCRD 2929643

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1460 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth