OCTAURA SECURITIES
Firm details
- Headquarters
- New York, New York
- CRD number
- 321877
- Registered since
- April 13, 2023
- Website
- octaura.com
Firm profile
FINTRXOverview
Octaura Securities is organized as a limited liability company and appears in SEC records with registration dated 2023. Public filings classify the firm as unclassified and list ownership as a mix of a domestic entity and an individual. The available snapshot flags the firm as not operating as a capital allocator and not identifying as an active ESG investor. It is also not listed as a multistate adviser, pension consultant, related adviser, or a newly formed adviser in the dataset. The firm has provided minimal detail about its advisory focus, fee model, client segments, or day-to-day business activities in the sources reviewed. That limited disclosure constrains any firm-level read on target clientele, service model, or investment approach beyond the basic registration and classification attributes above.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4Cristina Kim
Chief Financial OfficerCRD 3266053
JOSEPH LODATO
Chief Compliance OfficerCRD 1931988
BRIAN BEJILE
Chief Executive OfficerCRD 4829191
Contacts
3 of 19Andrew Barker-Morrill
AnalystCRD 7661524
ANDREW BREINER
SalesCRD 5001268
Austin McDonald
Account RepresentativeCRD 7160894
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 5 Pennsylvania Plz
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
CREDIT AGRICOLE SECURITIES (USA) INC.
Broker-DealerNew York, NY
CANTOR FITZGERALD & CO.
Broker-DealerNew York, NY
DSIL INVESTMENT SERVICES LLC
Broker-DealerNew York, NY
J.P. Morgan Securities LLC
Broker-DealerNew York, NY
COLONIAL SECURITIES, INC.
Broker-DealerNew York, NY
BNY Mellon Securities Corporation
Broker-DealerNew York, NY