Octaura Securities

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
321877
Registered since
April 13, 2023

Firm profile

FINTRX

Overview

Octaura Securities is organized as a limited liability company and is listed as SEC-registered in 2023. Public filings classify the firm as "unclassified" and identify ownership as a mix of a domestic entity and an individual. The firm does not present itself as a capital allocator, and it is not marked as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser in the available snapshot. The firm has not provided descriptive material about its business activities, advisory services, investment approach, or manager allocation preferences in the source record. That absence limits insight into client target segments, fee model, and portfolio construction philosophy.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Cristina Kim

    Cristina Kim

    Chief Financial OfficerCRD 3266053

  • Joseph Lodato

    Chief Compliance OfficerCRD 1931988

  • Brian Bejile

    Brian Bejile

    Chief Executive OfficerCRD 4829191

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Contacts

3 of 19
  • Andrew Barker-Morrill

    Andrew Barker-Morrill

    AnalystCRD 7661524

  • Andrew Breiner

    Andrew Breiner

    SalesCRD 5001268

  • Austin McDonald

    Austin McDonald

    Account RepresentativeCRD 7160894

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
5 Pennsylvania Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth