OCTAURA SECURITIES

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
321877
Registered since
April 13, 2023

Firm profile

FINTRX

Overview

Octaura Securities is organized as a limited liability company and appears in SEC records with registration dated 2023. Public filings classify the firm as unclassified and list ownership as a mix of a domestic entity and an individual. The available snapshot flags the firm as not operating as a capital allocator and not identifying as an active ESG investor. It is also not listed as a multistate adviser, pension consultant, related adviser, or a newly formed adviser in the dataset. The firm has provided minimal detail about its advisory focus, fee model, client segments, or day-to-day business activities in the sources reviewed. That limited disclosure constrains any firm-level read on target clientele, service model, or investment approach beyond the basic registration and classification attributes above.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Cristina Kim

    Chief Financial OfficerCRD 3266053

  • JOSEPH LODATO

    Chief Compliance OfficerCRD 1931988

  • BRIAN BEJILE

    Chief Executive OfficerCRD 4829191

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Contacts

3 of 19
  • Andrew Barker-Morrill

    AnalystCRD 7661524

  • ANDREW BREINER

    SalesCRD 5001268

  • Austin McDonald

    Account RepresentativeCRD 7160894

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
5 Pennsylvania Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth