OCEANUS SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
133798
Registered since
June 10, 2005

Firm profile

FINTRX

Overview

Oceanus Securities, LLC is organized as a limited liability company and is SEC-registered since 2005. Ownership is recorded as a combination of a domestic entity and an individual, and the firm is categorized as "unclassified" in the available dataset. The profile indicates the firm is not structured as a capital allocator and is not marked as an active ESG investor. It is also not flagged as a multi-state adviser or a pension consultant.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • SEAN MACKENZIE

    Registered RepresentativeCRD 4596354

  • Robert Campbell

    Territory ManagerCRD 1349154

  • MICHAEL EARLYWINE

    Investment Adviser RepresentativeCRD 2166679

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
521 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth