Oak Grove Capital, LLC
Firm details
- Headquarters
- ,
- CRD number
- 165465
- Registered since
- November 17, 2017
- Website
- oakgrovecapital.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI92.93%
- Corporations / Businesses5.9%
- Individuals1.16%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Oak Grove Capital, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2017. The firm serves both individual and family clients as well as institutional clients, operating primarily on a percentage-of-assets-under-management fee model. Its advisory work focuses on discretionary portfolio management for individuals and small businesses and on portfolio management for larger business or institutional accounts. The firm reports it does not position itself as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities53%
- Derivatives37%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents4%
Contacts
1 of 1Mark Visnic
Managing Principal and FounderCRD 4599450
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 20Active vs passive
$45.6M in ETFs
37%
$17M
6%
$28.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ROUNDHILL MEMORY ETF (DRAM) | $20.3M | 335,950 | 44.46% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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