NPM Securities, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
168469
Registered since
January 15, 2014

Firm profile

FINTRX

Overview

NPM Securities, LLC is organized as a limited liability company and first registered with the SEC in 2014. The ownership is identified as a combination of a domestic entity and an individual. The firm's regulatory classification in the provided dataset is listed as "unclassified." The snapshot data includes a handful of boolean flags: the firm is not marked as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not newly formed, is not a pension consultant, and is not recorded as a related adviser. The dataset does not supply details on the firm's advisory activities, fee schedule, or target client segments, so those business specifics are not available from the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Garrett Johnson

    Garrett Johnson

    Co-Founder & COOCRD 6553628

  • Thomas Callahan

    Thomas Callahan

    Chief Executive OfficerCRD 2278823

  • Christopher Setaro

    Christopher Setaro

    SVP, Chief Compliance OfficerCRD 2635774

Contacts

3 of 38
  • Latifat Afonja

    ControllerCRD 5443130

  • William Spoor

    William Spoor

    Managing DirectorCRD 2290333

  • Andrew Stefany

    Andrew Stefany

    Investment AssociateCRD 6665892

Unlock 35 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
3 E 28th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth