North Star Asset Management Inc
Firm details
- Headquarters
- Neenah, Wisconsin
- CRD number
- 106489
- Registered since
- June 7, 1996
- Website
- www.northstarinvestments.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.23%
- Individuals14%
- Charitable Organizations3.9%
- Pension & Profit Sharing Plans3.88%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
North Star Asset Management Inc. is an independent, privately owned registered investment adviser that has been SEC‑registered since 1996. The firm manages portfolios largely on a percentage‑of‑AUM fee basis and serves both individual/family clients and institutional clients. Its advisory services include financial planning and discretionary portfolio management for individuals, small businesses, and institutions. North Star does not identify as an active ESG investor and is not structured as a multi‑state or pension consultant adviser. The firm has received recurring recognition from CNBC’s Top 100 Financial Advisory Firms list in 2019, 2020, 2021, 2022 and 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Investment Grade Corp Bonds15%
- Cash & Cash Equivalents5%
- State & Local Bonds3%
- US Government Bonds2%
Owners & executives
1 of 1
Karen Jochman
Chief Compliance OfficerCRD 7522358
Contacts
3 of 17
David Hackfort
President and Managing DirectorCRD 5701412
Robert Huntley
Managing DirectorCRD 4344674
Benjamin Van Handel
Vice President & Portfolio ManagerCRD 6551091
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 144Active vs passive
$1.1B in ETFs
80%
$866M
<1%
$223M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US BROAD MARKET ETF (SCHB) | Schwab | Passive | Large Blend | $80.3M | 2,772,864 | 7.37% |
Location
Neenah, WI
Winnebago
Location
Neenah, WI
Headquartered in Neenah, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.
- Metro area
- Appleton-Oshkosh-Neenah, WI
- Region
- Midwest
- County
- Winnebago
- Address
- 1 Neenah Ctr
- Time zone
- CT (UTC-6)
- Office locations
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