Schaper Benz & Wise Investment Counsel Inc

RIASEC RegisteredEst. 1992
Total AUM
$1.8B
Discretionary
$1.7B
99% of AUM
Avg account
$1.6M
Accounts
1,077
Employees
15
Advisory reps
11

Firm details

Headquarters
Neenah, Wisconsin
CRD number
107630
Registered since
April 16, 1992
Website
sbw-invest.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.09%
  • Individuals1.93%
  • Pension & Profit Sharing Plans1.48%
  • Charitable Organizations1.45%
  • Corporations / Businesses0.05%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Schaper Benz & Wise Investment Counsel Inc is an independent, SEC-registered registered investment adviser that has operated since 1992. The firm is privately owned and serves both individual/family clients and institutional clients. Its core offerings include financial planning and discretionary portfolio management for individuals, small businesses and institutions. Compensation is a mix of asset-based fees, hourly charges and fixed fees. The firm reports a strong tilt toward public equities, does not identify as an active ESG investor, and is not organized as a capital allocator or multi-state adviser. Schaper Benz & Wise appeared on CNBC’s Top 100 Financial Advisory Firms list in 2020, 2021 and 2022.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 12%, US Government Bonds 4%, Public Funds/Mutual Funds 4%, Investment Grade Corp Bonds 1%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents12%
  • US Government Bonds4%
  • Public Funds/Mutual Funds4%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Mark Sprtel

    Mark Sprtel

    Chief Compliance OfficerCRD 5683689

Contacts

3 of 10
  • Laura Guy

    Laura Guy

    Vice PresidentCRD 4353551

  • Blake Bartlett

    Blake Bartlett

    Investment AnalystCRD 7147448

  • Kimberly Petersen

    Kimberly Petersen

    PresidentCRD 6246060

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 60

Active vs passive

$75.2M in ETFs

Passive

92%

$69.2M

Active

5%

$6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD EMERGING MARKETS STOCK INDEX FUND (VWO)VanguardPassiveDiversified Emerging Mkts$6.6M111,2778.83%
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Location

Primary office

Neenah, WI

Winnebago

Location

Neenah, WI

Headquartered in Neenah, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
Winnebago
Address
40 Jewelers Park Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth