SCHAPER BENZ & WISE INVESTMENT COUNSEL INC

RIASEC RegisteredEst. 1992
Total AUM
$1.8B
Discretionary
$1.7B
99% of AUM
Avg account
$1.6M
Accounts
1,077
Employees
15
Advisory reps
11

Firm details

Headquarters
NEENAH, Wisconsin
CRD number
107630
Registered since
April 16, 1992
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.09%
  • Individuals1.93%
  • Pension & Profit Sharing Plans1.48%
  • Charitable Organizations1.45%
  • Corporations / Businesses0.05%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Schaper Benz & Wise Investment Counsel Inc. is an independent RIA that has been SEC-registered since 1992 and is owned by individuals. The firm serves both individual and family clients as well as institutional and business accounts, offering financial planning and portfolio management for individuals, small businesses, and institutions. Its billing options include percentage-of-AUM, hourly charges, and fixed fees. The firm does not self-identify as an active ESG investor and is not a multi-state adviser or a capital allocator. Schaper Benz & Wise was included on CNBC’s Top 100 Financial Advisory Firms list in 2020, 2021, and 2022.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 12%, US Government Bonds 4%, Public Funds/Mutual Funds 4%, Investment Grade Corp Bonds 1%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents12%
  • US Government Bonds4%
  • Public Funds/Mutual Funds4%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • MARK SPRTEL

    Chief Compliance OfficerCRD 5683689

Contacts

3 of 10
  • BRADLEY BENZ

    Principal, ChairmanCRD 2466728

  • LAURA GUY

    Vice PresidentCRD 4353551

  • ANTHONY SEASHORE

    President & PrincipalCRD 6065828

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 27

Active vs passive

$32.6M in ETFs

Passive

94%

$30.5M

Active

6%

$2.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD EMERGING MARKETS STOCK INDEX FUND (VWO)VanguardPassiveDiversified Emerging Mkts$5.2M96,98916.07%

Location

Primary office

NEENAH, WI

WINNEBAGO

Location

NEENAH, WI

Headquartered in NEENAH, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
WINNEBAGO
Address
40 Jewelers Park Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth