Klcm Advisors, Inc.

RIASEC Registered
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$2.9M
Accounts
637
Employees
11
Advisory reps
6

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
107847
Registered since
March 11, 1993
Website
klcminc.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI88.27%
  • Individuals6.43%
  • Corporations / Businesses3.96%
  • Other1.16%
  • Pension & Profit Sharing Plans0.14%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Klcm Advisors, Inc. is an independent, individually owned registered investment adviser that has been SEC-registered since 1993. The firm serves both high-net-worth individuals and families as well as institutional clients, providing portfolio management for individual/small business accounts and for businesses or institutions. Fee arrangements include both percentage-of-AUM and fixed-fee engagements. Klcm identifies as an active ESG investor, and its public filings indicate a clear preference for equity-centric strategies rather than acting as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Investment Grade Corp Bonds 18%, Cash & Cash Equivalents 9%, Public Funds/Mutual Funds 8%, Non-Investment Grade Corp Bonds 6%, US Government Bonds 1%58%
  • Exchange Traded Equities58%
  • Investment Grade Corp Bonds18%
  • Cash & Cash Equivalents9%
  • Public Funds/Mutual Funds8%
  • Non-Investment Grade Corp Bonds6%

Owners & executives

2 of 2
  • Carl Fuda

    Carl Fuda

    Principal & COOCRD 4359846

  • James Kitzinger

    James Kitzinger

    CEO and FounderCRD 2007554

Contacts

3 of 4
  • Katherine Licau Gifford

    Katherine Licau Gifford

    PrincipalCRD 6465260

  • Mark Sailer

    Mark Sailer

    Research Analyst, PrincipalCRD 4540090

  • Neal Coleman

    Neal Coleman

    Vice PresidentCRD 6186228

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 84

Active vs passive

$135M in ETFs

Passive

93%

$126M

Active

1%

$9.6M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$20.9M27,99615.47%
Unlock additional holdings →

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
330 E Kilbourn Ave
Time zone
CT (UTC-6)
Office locations

Similar firms

Diversified Management Inc

RIA

Milwaukee, WI

AUM $1.9BTEAM 8REPS 6

Heartland Advisors, Inc.

RIA

Milwaukee, WI

AUM $1.9BTEAM 26REPS 15

Hammes Realty Advisors, LLC

RIA

Milwaukee, WI

AUM $2BTEAM 40REPS 4

Operose Advisors LLC

RIA

Milwaukee, WI

AUM $2BTEAM 20REPS 14

1834 Investment Advisors Co

RIA

Milwaukee, WI

AUM $2.2BTEAM 45REPS 22

Campbell Newman Asset Management Inc

RIA

Milwaukee, WI

AUM $1.4BTEAM 9REPS 5
More RIAs in Milwaukee →All Wisconsin RIAs →