Operose Advisors LLC

RIASEC RegisteredEst. 2020
Total AUM
$2B
Discretionary
$1.5B
73% of AUM
Avg account
$1.2M
Accounts
1,655
Employees
20
Advisory reps
15

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
287465
Registered since
March 30, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI73.89%
  • Charitable Organizations13.55%
  • Corporations / Businesses5.38%
  • Other5.25%
  • Individuals1.92%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Operose Advisors LLC is an independent, SEC-registered RIA that began reporting in 2020 and operates as a limited liability company. The firm acts as a capital allocator for both individual and institutional clients, offering financial planning and portfolio management across individual households, small businesses, pooled investment vehicles and institutions. Its service model includes selection of third‑party advisers and it also serves as an accountant/sponsor, general partner and managing member for pooled vehicles. Operose charges a mix of percentage‑of‑AUM fees and fixed fees and identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Private Funds 15%, Exchange Traded Equities 13%, Cash & Cash Equivalents 6%, US Government Bonds 3%, State & Local Bonds 2%61%
  • Public Funds/Mutual Funds61%
  • Private Funds15%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents6%
  • US Government Bonds3%

Owners & executives

1 of 1
  • Caroline Jankowski

    Caroline Jankowski

    Partner & Chief Compliance OfficerCRD 4944790

Contacts

3 of 14
  • Christopher Evers

    Christopher Evers

    DirectorCRD 6387880

  • Patrick Weyer

    Patrick Weyer

    DirectorCRD 6741217

  • Michael Shone

    DirectorCRD 732323

Unlock 11 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 266

Active vs passive

$442M in ETFs

Passive

85%

$375M

Active

1%

$66.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$91.1M246,20220.62%

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
731 N Water St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth