Heartland Advisors, Inc.

RIASEC Registered

Total AUM

$1.9B

Discretionary

$1.9B

100% of AUM

Avg account

$20.7M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Milwaukee, Wisconsin
CRD number: 29433
Registered since: June 23, 1983
Website: www.heartlandadvisors.com
Custodians: CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM
Client types: Investment Companies85.53%
HNWI8.73%
Corporations / Businesses2.92%
Charitable Organizations1.12%
Individuals1.11%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Heartland Advisors, Inc. operates as a corporate, institutional registered investment adviser. The firm is registered with the SEC (registration year 1983) and manages portfolios for individual and family clients as well as institutional investors. Compensation is based on a percentage of assets under management. Advisory activity spans separately managed account portfolio management for individuals and small businesses, investment companies, and institutional/business clients. The firm is identified as an active ESG investor and also records business activity as a CPO/CTA, indicating involvement with commodity trading or pooled-commodity programs. Ownership is a mix of domestic entity and individual ownership.