Thompson Investment Management, Inc.
Firm details
- Headquarters
- Madison, Wisconsin
- CRD number
- 129609
- Registered since
- December 5, 2003
- Website
- thompsoninvest.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies69.62%
- HNWI22.09%
- Pension & Profit Sharing Plans3.46%
- Individuals2.57%
- Charitable Organizations2.25%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Thompson Investment Management, Inc. is a privately owned corporate RIA that has been SEC‑registered since 2003. The firm serves both individual and family clients as well as institutional investors, charging either a percentage of assets under management or fixed fees. Its advisory work spans separately managed accounts and pooled vehicles, including portfolio management for individuals and small businesses, investment companies, businesses or institutions, and pension consulting services. The firm does not identify as an active ESG investor and is not registered as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Public Funds/Mutual Funds32%
- Investment Grade Corp Bonds6%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Owners & executives
3 of 3
James Evans
Chief Investment Officer, Principal, Portfolio ManagerCRD 4376560
Colleen Donnelly
Chief Financial OfficerCRD 7240351
Jason Stephens
CEO, President, Principal, Portfolio ManagerCRD 4688671
Contacts
3 of 4
John Thompson
Portfolio ManagerCRD 4390005
Penny Hubbard
Vice PresidentCRD 7244712
Daniel Bagin
Senior Research AnalystCRD 8061177
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 112Active vs passive
$39.4M in ETFs
98%
$38.5M
2%
$946K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $5.6M | 56,395 | 14.17% |
Location
Madison, WI
Dane
Location
Madison, WI
Headquartered in Madison, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.
- Metro area
- Madison-Janesville-Beloit, WI
- Region
- Midwest
- County
- Dane
- Address
- 1255 Fourier Dr
- Time zone
- CT (UTC-6)
- Office locations
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