Kellogg Asset Management, LLC

RIASEC RegisteredEst. 2009

Total AUM

$2.9B

Discretionary

$2.9B

100% of AUM

Avg account

$27.5M

Accounts

104

Employees

Advisory reps

Firm details

Headquarters: Green Bay, Wisconsin
CRD number: 150031
Registered since: May 11, 2009
Custodians: ASSOCIATED TRUST COMPANY, N.A., HEALTHCAREBANK, NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: Banking / Thrift Institutions51.69%
Pooled Investment Vehicles39.15%
Other Investment Advisers8.88%
State / Municipal Government0.28%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Kellogg Asset Management, LLC is a SEC-registered institutional registered investment adviser formed in 2009 and organized as an LLC. The firm serves an institutional client base while also managing portfolios for individuals, small businesses and pooled investment vehicles. Its advisory services include discretionary portfolio management across separate accounts and pooled vehicles, and it charges fees as a percentage of assets under management. The firm identifies as an active ESG investor and lists a range of industry affiliations including broker-dealer relationships, trust and banking links, insurance company connections, and roles as sponsor or managing member of pooled investment vehicles.