NORRIS FINANCIAL GROUP, LLC
Firm details
- Headquarters
- GREENVILLE, South Carolina
- CRD number
- 129422
- Registered since
- April 25, 2018
- Website
- www.norrisfinancialgroup.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.48%
- Individuals20.99%
- Pension & Profit Sharing Plans5.49%
- Corporations / Businesses1.87%
- Charitable Organizations0.18%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Norris Financial Group, LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2018. The firm serves both individuals/families and institutional clients and operates under a mix of fee arrangements — percentage of AUM, hourly charges, and fixed fees. Stated advisory capabilities include financial planning, discretionary portfolio management for individuals and small businesses as well as for businesses or institutions, and pension consulting services. The firm is not identified as an active ESG investor and is listed as a single-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds65%
- Exchange Traded Equities32%
- Cash & Cash Equivalents2%
- Other1%
Contacts
3 of 3CALVIN DAVIS
Investment Advisor RepresentativeCRD 6346388
TERRY NORRIS
Investment Advisor RepresentativeCRD 841386
ALTMAN NORRIS
Portfolio ManagerCRD 4894219
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 64Active vs passive
$278M in ETFs
86%
$238M
14%
$40M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $27.3M | 41,933 | 9.81% |
Location
GREENVILLE, SC
GREENVILLE
Location
GREENVILLE, SC
Headquartered in GREENVILLE, SC, anchoring the Greenville-Spartanburg-Anderson, SC metro in the South.
- Metro area
- Greenville-Spartanburg-Anderson, SC
- Region
- South
- County
- GREENVILLE
- Address
- 605 N Main St
- Time zone
- ET (UTC-5)
- Office locations
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