Family Legacy, Inc.

RIASEC Registered
Total AUM
$377M
Discretionary
$377M
100% of AUM
Avg account
$580K
Accounts
650
Employees
10
Advisory reps
7

Firm details

Headquarters
Greenville, South Carolina
CRD number
110945
Registered since
August 15, 1995
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI63.9%
  • Charitable Organizations15.36%
  • Individuals15.1%
  • Pension & Profit Sharing Plans4.9%
  • Corporations / Businesses0.75%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Family Legacy, Inc. is an independent, individually owned registered investment adviser that has been SEC-registered since 1995. The firm serves both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and pension consulting services. Its fee model combines percentage-of-AUM billing with fixed fees. Investment activity tilts toward publicly traded equities — the firm’s filings highlight a preference for exchange-traded securities — while advisory services also incorporate mutual funds and selected alternative allocations. Family Legacy maintains industry relationships with accountants and insurance companies that appear to support its planning and implementation work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 23%, Cash & Cash Equivalents 2%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds23%
  • Cash & Cash Equivalents2%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 31

Active vs passive

$85.1M in ETFs

Passive

69%

$58.3M

Active

32%

$26.8M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES SEMICONDUCTOR ETF (SOXX)BlackRockPassiveTechnology$8.5M15,02210.04%

Location

Primary office

Greenville, SC

Greenville

Location

Greenville, SC

Headquartered in Greenville, SC, anchoring the Greenville-Spartanburg-Anderson, SC metro in the South.

Metro area
Greenville-Spartanburg-Anderson, SC
Region
South
County
Greenville
Address
900 Pendleton St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth