Newmark Securities, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
309193
Registered since
April 8, 2021

Firm profile

FINTRX

Overview

Newmark Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm registered with the SEC in 2021 and is owned by a mix of a domestic entity and an individual. The FINTRX snapshot flags the firm as not acting as a capital allocator and not identifying as an active ESG investor. It is not listed as a multi-state adviser, a pension consultant, or a related adviser. The record does not populate standard advisory or business-activity fields common to registered investment advisers, which suggests the firm’s primary regulatory and operating posture is transactional and investment-banking oriented rather than as a discretionary asset manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • David Jones

    David Jones

    Group Chief Risk OfficerCRD 2899921

  • Allan Piket

    Allan Piket

    Chief Information Security OfficerCRD 5057136

  • Arman Artuc

    Chief Information OfficerCRD 5411007

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Contacts

3 of 37
  • Karine Ngai

    Karine Ngai

    Senior Vice PresidentCRD 7424071

  • Thomas Anzalone

    Thomas Anzalone

    Senior Managing DirectorCRD 1161513

  • James Hughes Ii

    Managing DirectorCRD 5123660

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
125 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth