Nasdaq Capital Markets Advisory LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
30
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
104295
Registered since
December 14, 2000

Firm profile

FINTRX

Overview

Nasdaq Capital Markets Advisory LLC is organized as a limited liability company and is SEC-registered (since 2000). Public filings classify the firm as unclassified and indicate ownership by a domestic entity and an individual. The firm is not designated as a capital allocator and is not identified as a multi-state adviser. Flags on the snapshot show it does not identify as an active ESG investor and it is not listed as a pension consultant or related adviser. The firm has not supplied detail about its client segments, fee schedules, specific advisory activities, or broader business lines in the data provided here.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Brenda Hinton

    Chief Compliance OfficerCRD 3208241

Contacts

3 of 29
  • Pranay Dureja

    Pranay Dureja

    Senior SpecialistCRD 7260754

  • Richard Macari

    Richard Macari

    Head of InsuranceCRD 4918748

  • Michele McGruther

    Michele McGruther

    Senior Sales ExecutiveCRD 6877410

Unlock 26 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth