Nasdaq Capital Markets Advisory LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 104295
- Registered since
- December 14, 2000
- Website
- www.nasdaq.com
Firm profile
FINTRXOverview
Nasdaq Capital Markets Advisory LLC is organized as a limited liability company and is SEC-registered (since 2000). Public filings classify the firm as unclassified and indicate ownership by a domestic entity and an individual. The firm is not designated as a capital allocator and is not identified as a multi-state adviser. Flags on the snapshot show it does not identify as an active ESG investor and it is not listed as a pension consultant or related adviser. The firm has not supplied detail about its client segments, fee schedules, specific advisory activities, or broader business lines in the data provided here.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Brenda Hinton
Chief Compliance OfficerCRD 3208241
Contacts
3 of 29
Pranay Dureja
Senior SpecialistCRD 7260754

Richard Macari
Head of InsuranceCRD 4918748

Michele McGruther
Senior Sales ExecutiveCRD 6877410
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 151 W 42nd St
- Time zone
- ET (UTC-5)
- Office locations
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