Nasdaq Capital Markets Advisory LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
104295
Registered since
December 14, 2000

Firm profile

FINTRX

Overview

Nasdaq Capital Markets Advisory LLC is organized as a limited liability company with ownership attributed to a domestic entity and an individual. Public records classify the firm as unclassified and provide only a narrow set of operational flags rather than a detailed description of its advisory model, target clientele, or fee arrangements. Available data identify several negative flags rather than active service lines: the firm is not designated as a capital allocator, is not an active ESG investor, is not listed as a multi-state adviser, is not newly formed, and is not described as a pension consultant or related adviser. There is limited disclosure about the firm’s business activities, advisory services, client types, or fee structure.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Brenda Hinton

    Chief Compliance OfficerCRD 3208241

Contacts

3 of 28
  • Robert Deangelo

    Robert Deangelo

    National Accounts ManagerCRD 5164423

  • Andrew Hyer

    Andrew Hyer

    Client Portfolio ManagerCRD 4431284

  • Ian Saunders

    Ian Saunders

    Head of ResearchCRD 6992652

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth