N.A. Investcorp LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
134162
Registered since
June 24, 2005

Firm profile

FINTRX

Overview

N.A. Investcorp LLC is a limited liability company that registered with the SEC in 2005 and is categorized as an investment bank. Ownership is listed as a mix of a domestic entity and an individual. Public records and the FINTRX snapshot show limited public disclosure about the firm’s client base, fee schedules, and day-to-day advisory activities. The firm is not flagged as a capital allocator and is not identified as an active ESG investor. FINTRX also indicates it is not a multi-state adviser, not newly formed, not a pension consultant and not a related adviser. Those attributes, combined with sparse public detail, suggest its primary public-facing designation is investment-banking activity rather than widely marketed wealth-management or multi-state advisory services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patrick Shea

    Patrick Shea

    CEO & PresidentCRD 838154

Contacts

3 of 22
  • Fredrik Guster

    Fredrik Guster

    Head of StrategyCRD 4702509

  • Brooke Porath

    Brooke Porath

    Vice PresidentCRD 6210791

  • Ravindra Thakur

    Ravindra Thakur

    PrincipalCRD 2606312

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth