Mufg Securities Americas Inc.

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
699
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
19685
Registered since
November 26, 1990

Firm profile

FINTRX

Overview

Mufg Securities Americas Inc. is organized as a corporation and is classified in filings as an investment bank. The firm has been registered with the SEC since 1990 and is reported as domestically owned. Public-facing data identify it as not operating as a capital allocator and not presenting itself as an active ESG investor or a multi-state registered adviser. Filings also indicate it does not serve as a pension consultant or a related adviser under the snapshot provided.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 8
  • Christopher Auletta

    Christopher Auletta

    Managing Director, Chief Compliance OfficerCRD 4779644

  • Alexander Radcliffe

    Alexander Radcliffe

    Chief Financial OfficerCRD 7595877

  • Laurance Bressler

    Laurance Bressler

    Chief Credit OfficerCRD 5928270

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Contacts

3 of 691
  • Kevin Gosland

    Kevin Gosland

    AssociateCRD 8151726

  • Colin O'callaghan

    Colin O'callaghan

    Relationship ManagementCRD 5576056

  • Lucy Feng

    Lucy Feng

    AnalystCRD 7936067

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1221 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth