MMM Securities LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
318021
Registered since
April 18, 2023

Firm profile

FINTRX

Overview

MMM Securities LLC is organized as a limited liability company and registered with the SEC in 2023. Filings identify the owner type as a domestic entity and/or individual and classify the adviser as unclassified. The firm is not identified as a capital allocator, an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. The available record does not provide descriptions of the firm's business activities, advisory services, client segments, or fee structure. The public information for MMM Securities LLC is sparse, leaving its target client profile, investment approach, and operational footprint unclear. Where detail is present, it largely consists of regulatory categorizations rather than substantive investment or service descriptions.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Brian Fraioli

    Brian Fraioli

    Chief Compliance OfficerCRD 2792474

Contacts

3 of 5
  • Samuel Milbury

    Samuel Milbury

    Vice PresidentCRD 7117742

  • Alona Kornberg

    Alona Kornberg

    CCOCRD 6990646

  • Daniel Bulka

    Daniel Bulka

    General CounselCRD 6086729

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
44 Wall St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth