Mizuho Securities USA LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
1,211
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
19647
Registered since
July 25, 1987

Firm profile

FINTRX

Overview

Mizuho Securities USA LLC is organized as a limited liability company and is classified in the data set as an investment bank. The record lists ownership as Domestic Entity | Individual and marks the firm as not a capital allocator. Several adviser-related flags are negative: it is not identified as a multi-state adviser, not newly formed as an adviser, not a pension consultant, and not a related adviser. It is also not flagged as an active ESG investor in the provided data. The firm’s profile in this source contains minimal description of client-facing advisory or fee-based business lines, and the activities/affiliations field is blank. That combination — an investment bank designation, the “Capital Allocator: No” flag, and sparse advisory detail — aligns with a role focused on trading, underwriting, market services or broker-dealer functions rather than managing retail advisory portfolios, according to the available information.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 13
  • John Buchanan

    John Buchanan

    Chief Information OfficerCRD 1765774

  • David Kronenberg

    Chief Financial OfficerCRD 1799665

  • Brendan Daly

    Brendan Daly

    Chief Compliance OfficerCRD 1823142

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Contacts

3 of 1198
  • Eric Gordon

    Eric Gordon

    Vice PresidentCRD 6817948

  • Marc Arongino

    Marc Arongino

    Vice PresidentCRD 3069969

  • Alexander Martin

    Alexander Martin

    Managing DirectorCRD 2527878

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 8

Active vs passive

$896M in ETFs

Passive

100%

$896M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$450M602,97150.25%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1271 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth