MIZUHO SECURITIES USA LLC

Overview

Mizuho Securities USA LLC is a U.S.-organized limited liability company that operates as an investment bank. The firm has been SEC-registered since 1987 and is classified in FINTRX as an investment bank rather than a traditional registered investment adviser or capital allocator. FINTRX notes the entity as owned by domestic interests and individuals. The dataset does not list advisory activities, fee schedules, or a client mix; the firm is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The firm's public filings and holdings activity suggest its primary market role is securities trading and principal positions rather than running retail advisory programs. FINTRX does not record client-facing advisory AUM for the firm, which is consistent with its investment bank classification.

Assets & Accounts

Public Holdings

Location & Offices