Metlife Investments Securities, LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
—
Advisory reps
57
Avg account
$0

Firm details

Headquarters
Whippany, New Jersey
CRD number
285684
Registered since
August 21, 2017

Firm profile

FINTRX

Overview

Metlife Investments Securities, LLC is organized as a limited liability company and is registered with the SEC since 2017. FINTRX categorizes the firm as unclassified and lists the owner type as a combination of a domestic entity and an individual. The database does not provide descriptive entries for the firm’s advisory activities, business activities, fee structure, or client base. The profile records several negative flags rather than active service lines: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. Those attributes, together with the lack of descriptive activity fields, suggest limited publicly reported advisory operations in the FINTRX dataset.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Michael Yick

    Michael Yick

    Chief Financial OfficerCRD 4187342

  • Sergio Ramirez

    Sergio Ramirez

    Chief Revenue OfficerCRD 4637204

  • Frank Hickman

    Frank Hickman

    Chief Compliance OfficerCRD 5056648

Contacts

3 of 54
  • Suzanna Sanchez Doyle

    Suzanna Sanchez Doyle

    Managing DirectorCRD 6021494

  • Nicole Marchand Ross

    Nicole Marchand Ross

    DirectorCRD 6127055

  • Melissa Maquilan Radic

    Managing Director, Capital MarketsCRD 4861041

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Whippany, NJ

Morris

Location

Whippany, NJ

Headquartered in Whippany, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Morris
Address
1 Metlife Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth