Metlife Investments Securities, LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
34
Avg account
$0

Firm details

Headquarters
Whippany, New Jersey
CRD number
285684
Registered since
August 21, 2017

Firm profile

FINTRX

Overview

Metlife Investments Securities, LLC is organized as a limited liability company and is recorded as an SEC-registered entity since 2017. The firm's ownership is described as a mix of a domestic entity and individual ownership; its regulatory classification is listed as unclassified. Available flags indicate the firm is not a capital allocator and is not identified as an active ESG investor. Several advisory-role flags—multi-state adviser, newly formed adviser, pension consultant, and related adviser—are all marked negative. The dataset does not include descriptions of the firm’s advisory activities, client segments, fee schedules, or specific business lines, so the public record here is limited to basic organizational and regulatory characteristics.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Michael Yick

    Michael Yick

    Chief Financial OfficerCRD 4187342

  • Frank Hickman

    Frank Hickman

    Chief Compliance OfficerCRD 5056648

  • Sergio Ramirez

    Sergio Ramirez

    Chief Revenue OfficerCRD 4637204

Contacts

3 of 31
  • Brian Ash

    Brian Ash

    Senior DirectorCRD 6245144

  • Erin Klepper

    Erin Klepper

    Associate DirectorCRD 7714752

  • Sara Strauch

    Sara Strauch

    Portfolio SpecialistCRD 7713669

Unlock 28 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Whippany, NJ

Morris

Location

Whippany, NJ

Headquartered in Whippany, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Morris
Address
1 Metlife Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth