Mendota Financial Group, LLC

RIASEC Registered

Total AUM

$254M

Discretionary

$249M

98% of AUM

Avg account

$289K

Accounts

881

Employees

Advisory reps

Firm details

Headquarters: Madison, Wisconsin
CRD number: 136294
Registered since: March 13, 2007
Website: www.mendotafinancial.com
Custodians: CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI83.74%
Individuals13.56%
Corporations / Businesses2.7%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mendota Financial Group, LLC is an independent, owner-operated registered investment adviser that has been SEC-registered since 2007. The firm serves primarily individual and family clients and bills on a mix of percentage-of-AUM and fixed-fee arrangements. Its advisory scope includes financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and selecting third‑party managers. Mendota also functions as a capital allocator and has roles as an investment sponsor/GP and managing member of pooled investment vehicles. The firm does not identify as an active ESG investor and is not positioned as a multi-state or newly formed adviser. It does not advertise pension consulting as a core activity.