Ecio, Inc.

RIASEC Registered
Total AUM
$396M
Discretionary
$396M
100% of AUM
Avg account
$1.6M
Accounts
241
Employees
8
Advisory reps
7

Firm details

Headquarters
Madison, Wisconsin
CRD number
301432
Registered since
January 16, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Charitable Organizations97.44%
  • HNWI2.4%
  • Corporations / Businesses0.15%
  • Individuals0.02%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ecio, Inc. is a corporation operating as an institutional registered investment adviser that began SEC registration in 2024. It is individually owned and serves both high-net-worth individuals and families as well as institutional clients. The firm functions as a capital allocator and offers portfolio management for individuals/small businesses and for businesses or institutions. It also performs manager selection and runs educational seminars and workshops. Fee arrangements include percentage-of-AUM pricing and fixed fees. Ecio is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, US Government Bonds 22%, Public Funds/Mutual Funds 22%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 1%51%
  • Exchange Traded Equities51%
  • US Government Bonds22%
  • Public Funds/Mutual Funds22%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 4
  • Phillip Waara

    Phillip Waara

    COO & Co-FounderCRD 5794435

  • Robin Roquitte

    Robin Roquitte

    CEOCRD 1685453

  • Courtney Dean

    Courtney Dean

    Chief Revenue OfficerCRD 2654895

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Contacts

3 of 3
  • Erica Reilly

    Erica Reilly

    Client Service AssociateCRD 5133367

  • Ivey Tim

    Ivey Tim

    Vice PresidentCRD 7114250

  • Aditya Bhave

    Aditya Bhave

    Investment AdvisorCRD 8239895

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 37

Active vs passive

$261M in ETFs

Passive

91%

$237M

Active

4%

$24M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$43.9M443,67416.83%

Location

Primary office

Madison, WI

Dane

Location

Madison, WI

Headquartered in Madison, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.

Metro area
Madison-Janesville-Beloit, WI
Region
Midwest
County
Dane
Address
821 E Washington Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth