T. ANTON INVESTMENT HOUSE, INC.

RIASEC RegisteredEst. 2017
Total AUM
$367M
Discretionary
$367M
100% of AUM
Avg account
$411K
Accounts
891
Employees
6
Advisory reps
3

Firm details

Headquarters
MADISON, Wisconsin
CRD number
174970
Registered since
January 3, 2017
Fee structure
Percentage of AUM
Client types
  • HNWI72.92%
  • Individuals27.08%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

T. Anton Investment House, Inc. is an independent registered investment adviser that provides fee-based financial planning and discretionary portfolio management for individuals, families and small businesses. Registered in 2017 and owned by an individual, the firm concentrates on advising private clients rather than institutional or pension pools. Its business model favors ongoing asset-based fees and hands-on management of client portfolios. Investment behavior centers on pooled public funds as the core exposure while supplementing portfolios with external alternative strategies. The firm does not position itself as a capital allocator running proprietary funds; instead it uses third-party managers to access hedge fund, real estate, commodity and energy (oil & gas) strategies. T. Anton is not an active ESG investor and does not act as a multi-state adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Exchange Traded Equities 6%, Cash & Cash Equivalents 2%92%
  • Public Funds/Mutual Funds92%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents2%

Contacts

3 of 3
  • MICHAEL SMITH

    Lead Investment AdvisorCRD 6022378

  • TRACEY ANTON

    FounderCRD 2457436

  • BRENDA SIMS

    Executive AssistantCRD 5501442

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MADISON, WI

DANE

Location

MADISON, WI

Headquartered in MADISON, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.

Metro area
Madison-Janesville-Beloit, WI
Region
Midwest
County
DANE
Address
708 Heartland Trl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth