Mcap LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
49
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
139515
Registered since
June 22, 2006

Firm profile

FINTRX

Overview

Mcap LLC is organized as a limited liability company and is SEC-registered since 2006. Public records available through FINTRX provide limited descriptive detail about the firm's advisory activities; the dataset does not disclose client types, fee schedules, or a clear business model. Ownership is listed as a combination of a domestic entity and an individual, and the firm is classified as "unclassified" in the available snapshot. Several filing flags are set negative: Mcap LLC is not identified as a capital allocator, not a multi-state adviser, not an active ESG investor, not a pension consultant, and it has no related adviser designation. Those attributes suggest a narrowly scoped regulatory profile in the FINTRX record rather than an expanded advisory platform.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Adam Pace

    Adam Pace

    Independent ContractorCRD 5005467

  • David Menn

    David Menn

    CEO & Managing PartnerCRD 2283670

  • Leonard Patti

    Chief Compliance OfficerCRD 4276315

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Contacts

3 of 43
  • James Kelly

    James Kelly

    Equity SupervisorCRD 2980356

  • Brian Reale

    Brian Reale

    DirectorCRD 5880765

  • John Egan

    John Egan

    ControllerCRD 7831076

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
100 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth