LVW Advisors, LLC
Firm details
- Headquarters
- Pittsford, New York
- CRD number
- 159403
- Registered since
- October 28, 2011
- Website
- lvwadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI61.7%
- Corporations / Businesses25.11%
- Charitable Organizations9.41%
- Individuals3.51%
- Pension & Profit Sharing Plans0.27%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
LVW Advisors, LLC is an independent registered investment adviser that has been SEC-registered since 2011. The firm serves both individuals and families as well as institutional clients and operates as a fee-based wealth manager with a mix of percentage-of-AUM, fixed fees and other fee arrangements. LVW positions itself as a capital allocator and provides a range of advisory services, including financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting services and the selection of other advisers. The firm also conducts insurance brokerage and other financial product sales. Industry recognition includes placement on FA Magazine’s Top RIA Firms list in 2020 and listings from Forbes in 2023 and 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds22%
- Private Funds17%
- State & Local Bonds4%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
Joseph Zappia
Chief Compliance OfficerCRD 1768589
Lori Van Dusen
CEO & FounderCRD 1556941
Contacts
3 of 6
Jacklyn Raymonda
Senior Client Service AssociateCRD 5415969
Christopher Van Buren
Financial AdvisorCRD 5665940
Jeffrey Wagner
Senior PartnerCRD 4726201
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 101Active vs passive
$854M in ETFs
56%
$476M
18%
$378M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $110M | 1,220,711 | 12.83% |
Location
Pittsford, NY
Monroe
Location
Pittsford, NY
Headquartered in Pittsford, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 67 B Monroe Ave
- Time zone
- ET (UTC-5)
- Office locations
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