Ashford Advisors, LLC

RIASEC RegisteredEst. 2001
Total AUM
$943M
Discretionary
$702M
74% of AUM
Avg account
$4.4M
Accounts
215
Employees
8
Advisory reps
2

Firm details

Headquarters
Pittsford, New York
CRD number
114238
Registered since
September 10, 2001
Custodians
CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • HNWI86.15%
  • Corporations / Businesses8.24%
  • Charitable Organizations5.6%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ashford Advisors, LLC is an independent registered investment adviser organized as an LLC and operating since 2001. The firm serves both individual and family clients as well as institutional accounts, and it functions as a capital allocator that selects and places capital with third-party managers. Advisory services include financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its fee schedule combines percentage-of-assets, fixed fees, performance-based fees and other arrangements. Ashford identifies as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 69%, US Government Bonds 24%, Cash & Cash Equivalents 7%69%
  • Public Funds/Mutual Funds69%
  • US Government Bonds24%
  • Cash & Cash Equivalents7%

Owners & executives

1 of 1
  • Jeremiah Thisse

    Chief Executive OfficerCRD 5899602

Contacts

1 of 1
  • Patrick Martin

    PrincipalCRD 4369705

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$485M in ETFs

Passive

100%

$485M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$256M341,96452.76%

Location

Primary office

Pittsford, NY

Monroe

Location

Pittsford, NY

Headquartered in Pittsford, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
Monroe
Address
30 Grove St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth