Generation Capital Management LLC

RIASEC RegisteredEst. 2009

Total AUM

$1.2B

Discretionary

$203M

18% of AUM

Avg account

$2.4M

Accounts

481

Employees

Advisory reps

Firm details

Headquarters: Pittsford, New York
CRD number: 128523
Registered since: June 5, 2009
Website: www.gencapmgmt.com
Custodians: MATRIX SECURITIES, INC., U.S. BANK, N.A.
Fee structure: Percentage of AUM, Fixed Fees
Client types: State / Municipal Government82.71%
HNWI12.12%
Individuals2.79%
Charitable Organizations1.94%
Pension & Profit Sharing Plans0.44%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Generation Capital Management LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2009. The firm serves both affluent individuals and families as well as institutional clients, and charges either a percentage of assets under management or fixed fees. Its ADV lists a mix of advisory services including financial planning, portfolio management for individuals, small businesses and institutions, pension consulting-related services, and educational seminars and workshops. The firm does not identify as an active ESG investor and is not positioned as a multi-state adviser.